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ECM/leadership team

Chris Sullivan
Managing Director/Sales
Chris, is the founder and head of sales of ECM group a London-based firm specializing in capital raising and fund management services across Europe and Switzerland. With over 25 years of experience in the region, Chris has been instrumental in raising billions of dollars in assets under management for funds, green energy and private equity.
His expertise spans the creation of onshore UCITS and SICAV platforms, as well as navigating the UK's EIS/SEIS/VCT frameworks.
Under his leadership, ECM Group assists fund managers in optimizing their fundraising efforts, ensuring compliance with FCA regulations, and integrating advanced technologies like Web3, AI, and blockchain into traditional asset management.

Dr. Jesse Schulman
CRO/ Regulation
Jesse, has experience across a broad range of sectors including biotechnology and pharmaceuticals, he is our ECM expert on FCA regulation and compliance for financial sectors and products.
Schulman came to investment banking many years ago after a career segment as an Emmy Award-winning war correspondent for CBS News, subsequently joining US investment bank Friedman Billings Ramsey and then life sciences boutique Ferghana Partners.
He later founded the corporate financial regulation firm Capital Systematics.
Jesse, is our expert on Web3 and AI for ECM in order to keep us up to date in this fast moving technology for the team.
He holds a BA in Mathematics and a PhD in Neurosciences. Jesse has lived in London for over 30 years and is an American citizen.

Haresh Balani
CFO/Analyst
Haresh, has long experience managing both mutual and hedge funds. He has worked at top institutions including JF/JP Morgan, Allianz Dresdner Thornton, Global Asset Management, Bessent Capital, and Cheyne Capital.
His primary focus was pan-Asian equities managing $8bn in AUM for the portfolio.
More recently, he has been managing his own wealth covering global equity markets.
Some of the funds he has been involved with have been ranked #1 or in the top quartile in their category and he has earned 2 Lipper Awards.
Today, Haresh is in charge of product origination and distribution creation to build a best pipeline of investors for our products, funds, notes and security tokens on a blockchain or P2P.
He has worked in Hong Kong, Tokyo, New York and London. He holds a B.Sc. in Finance from the Wharton School. Haresh resides in London for many years with his family and is of Japanese/India decent.

Henry Levy
COO/Finance
Henry, was born into a private banking family and film production world, Henry, graduated with a Joint Maths and Physics degree at Bristol University, then qualified as a CIMA, working in a manufacturing/distribution industry.
Then subsequently worked in a variety of sectors including Venture capital and capital raising for hedge funds with our team.
The last 10 years have been focused on supporting ECM on all its administrative, financial, and tax matters.
Henry is a British citizen and lives with his family outside of London.
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Caitlin Hafer
CMO/Product designer
Caitlin, works with companies and clients to better understand their customers needs and design messaging and products to meet them.
With a background in analytics driven marketing has facilitated for companies from new start-ups to industry leaders.
She has worked with ECM over the past few years making sure our company and clients are presenting the best vision and message to our investors, by using digital marketing and anything SaaS or cloud driven.
Caitlin is co-founder of "What The Hack" and a former ballet and modern dancer. She is American and resides in Dublin, Ireland and London.